Compliance Associate in Mountain View, CA at DISYS

Date Posted: 9/25/2018

Job Snapshot

Job Description


•         Design and implement compliance testing reviews under the direction of the Senior Compliance Manager in order to assess and review compliance with legal, regulatory and internal policy/procedure requirements.

•         Communicate issues and recommendations to the Compliance Business Partner and Business Management.

•         Prepare and distribute reports to Senior Management detailing test scope, findings and recommendations.

•         Validate issues and perform remediation testing

•         Assist in test plan development based on the results of the annual compliance risk assessment

•         Work with engineering to create performance monitoring and reporting.

Job Requirements


•         Bachelor’s Degree with 3+ years professional experience

•         CFE, CIA, CRCM, or other professional certifications preferred.

•         3+ years’ experience in Audit or Compliance preferred.

•         Knowledge of commercial or consumer lending, including familiarity with applicable federal and state regulations, such as ECOA, FCRA, TILA, FDCPA, UDAP, GLBA/Privacy, OFAC and 3rd party vendor management.

•         Ability to understand laws/regulations/policies and execute testing based on those requirements.

•         Ability to work independently – self-starter, enthusiastic and highly motivated.

•         Strong analytical and problem solving skills with the ability to exercise sound and balanced judgment

•         Excellent communication, interpersonal and writing skills. Strong organizational skills and attention to detail.

•         Help drive the mindset that Compliance is a strategic advantage, enabling growth and customer delight.

Digital Intelligence Systems, LLC. is an Equal Opportunity Employer, M/F/D/V. We do not discriminate against any employee or applicant because they inquired about, discussed, or disclosed compensation. Email recruitinghelp @ to contact us if you are an individual with a disability and require accommodation in the application process.