Advanced Analytics Consultant in Securities Operations (LARGE BANK) in Charlotte, NC at DISYS

Date Posted: 3/3/2018

Job Snapshot

Job Description

One of the nation's largest banks is desiring an Advanced Analytics Consultant with an Expertise in Operations.  A good understanding of the regulatory environment within Securities an/or Derivatives and/or Confirmation Fullfillment and/or Swap Dealer and/or Broker Dealer.   You need to know how to ask probing questions, and be a self-starter and run with it.    Your work will end up on high level executive's desks, so an eye for detail and spelling is a must.  

Job Requirements

  • Thorough understanding of Derivatives, Fixed Income, Equities, and Debt Securities is desired
  •  Financial services industry experience, including  Operations or functions such as Compliance or Operational Risk supporting Operations
  • Extensive knowledge and understanding of loan, securities, and derivative products
  • Thorough understanding of regulations as they apply to a Swap Dealer Broker-Dealer, Prime Broker, and/or FCM from an Operations perspective, includes CFTC, SEC, FINRA, MSRB and SRO rules and regulations.
  • Participation in audits impacting the Operations division of a Large global bank
  • Experience partnering with Operations to properly implement regulatory changes and providing guidance to Operations for seamless compliance
Digital Intelligence Systems, LLC. is an Equal Opportunity Employer, M/F/D/V. We do not discriminate against any employee or applicant because they inquired about, discussed, or disclosed compensation. Email recruitinghelp @ to contact us if you are an individual with a disability and require accommodation in the application process.


  1. Financial Analyst Jobs
  2. Investment Analyst Jobs